Personnel SFC Licences and HKMA Registrations (ID 123080)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2026-08-26	-
	Rep	Dealing in securities	2016-08-23	2020-06-30
	Rep	Dealing in securities	2013-10-30	2015-05-29
FTL Wealth Management (HK) Limited	Rep	Advising on securities	2007-11-08	2009-11-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.