Personnel Hong Kong SFC License Details (ID 123132)

Personnel Hong Kong SFC License Details (ID 123132)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2010-08-25
	Rep	Dealing in futures contracts	2008-11-07	2010-08-25
	Rep	Dealing in securities	2008-05-06	2010-08-25
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-05-06	2008-11-24
	Rep	Dealing in futures contracts	2008-05-06	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-10-03	2008-01-14
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-10-03	2008-01-14
	Rep	Dealing in futures contracts	2007-10-03	2008-01-14