Personnel Hong Kong SFC License Details (ID 123134)

Personnel Hong Kong SFC License Details (ID 123134)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	RO	Asset management	2023-12-22	2026-05-31
	Rep	Asset management	2023-05-25	2023-12-22
One Heritage Capital Management Limited	Rep	Advising on securities	2020-07-16	2021-01-05
	Rep	Asset management	2020-07-16	2021-01-05
CWB Hong Kong Limited	Rep	Advising on securities	2015-04-01	2019-04-15
	Rep	Asset management	2015-04-01	2019-04-15
AllianceBernstein Hong Kong Limited	Rep	Asset management	2008-01-17	2009-08-31
	Rep	Advising on securities	2007-10-09	2009-08-31