Personnel Hong Kong SFC License Details (ID 123141)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Swiss-Asia Asset Management (HK) Limited	Rep	Asset management	2013-11-26	2015-12-31
	Rep	Advising on securities	2013-10-08	2015-12-31
KGI ASIA LIMITED	Rep	Advising on securities	2012-08-31	2013-06-01
	Rep	Dealing in securities	2012-08-31	2013-06-01
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-01-12	2009-04-01
	Rep	Dealing in securities	2007-10-08	2009-01-13