Personnel Hong Kong SFC License Details (ID 123162)

Personnel Hong Kong SFC License Details (ID 123162)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on futures contracts	2025-09-24	-
	Rep	Advising on securities	2019-05-23	-
	Rep	Dealing in securities	2019-05-23	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-23	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2019-04-18	-
Point72 Hong Kong Limited	Rep	Asset management	2017-08-07	2019-03-15
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-10-31	2017-08-04
	Rep	Asset management	2012-10-31	2017-08-04
Voras Capital Management (HK) Limited	Rep	Advising on securities	2009-10-08	2011-05-13
	Rep	Asset management	2009-10-08	2011-05-13
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2007-10-05	2008-10-30
	Rep	Advising on securities	2007-10-05	2008-10-30
	Rep	Asset management	2007-10-05	2008-10-30