Personnel SFC Licences and HKMA Registrations (ID 123249)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED	Rep	Providing depositary services for relevant collective investment schemes	2024-10-02	-
NNIP HONG KONG LIMITED	Rep	Advising on securities	2007-10-16	2008-06-07
	Rep	Dealing in securities	2007-10-16	2008-06-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.