Personnel Hong Kong SFC License Details (ID 123266)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Leveraged foreign exchange trading	2013-10-03	2015-02-05
	Rep	Dealing in futures contracts	2013-03-14	2016-06-06
	Rep	Advising on securities	2012-03-05	2013-02-15
	Rep	Dealing in securities	2012-03-05	2016-06-06
	Rep	Dealing in securities	2010-07-15	2011-06-04
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2007-10-16	2008-09-12
	Rep	Dealing in securities	2007-10-16	2008-09-12