Personnel Hong Kong SFC License Details (ID 123274)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2009-07-16	2010-06-10
	Rep	Dealing in securities	2009-07-16	2010-06-10
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-02-15	2009-07-01
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-01-11	2009-07-01
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-10-17	2007-12-11