| Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2025-05-15 | - |
| Rep | Dealing in securities | 2025-05-15 | - |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2025-05-15 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2024-08-19 | 2025-04-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-09-01 | 2025-04-25 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-09-01 | 2025-04-25 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-11-30 | 2020-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2015-11-30 | 2020-09-01 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-18 | 2015-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-18 | 2015-11-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-12 | 2015-06-07 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2015-01-12 | 2015-06-07 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2015-01-12 | 2015-06-07 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2012-06-08 | 2014-12-27 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2012-06-08 | 2014-12-27 |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-05-16 | 2012-06-01 |
| Rep | Dealing in securities | 2012-05-16 | 2012-06-01 |
| SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-28 | 2012-05-07 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-07-16 | 2011-06-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-07-16 | 2011-06-18 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-08-17 | 2010-07-04 |
| Rep | Dealing in securities | 2009-08-17 | 2010-07-04 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-10-27 | 2009-07-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-18 | 2009-07-19 |