Personnel Hong Kong SFC License Details (ID 123302)

Personnel Hong Kong SFC License Details (ID 123302)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2014-08-05	2017-04-28
	Rep	Advising on corporate finance	2014-01-27	2014-08-05
	Rep	Advising on securities	2014-01-27	2017-04-28
	Rep	Dealing in securities	2014-01-27	2017-04-28
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2013-05-24
	Rep	Advising on securities	2012-01-13	2013-05-24
	Rep	Dealing in securities	2012-01-13	2013-05-24
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-10-23	2011-02-21
	Rep	Advising on securities	2007-10-23	2011-02-21
	Rep	Dealing in securities	2007-10-23	2011-02-21