Personnel Hong Kong SFC License Details (ID 123307)

Personnel Hong Kong SFC License Details (ID 123307)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-08-19	2009-01-12
	Rep	Advising on securities	2008-08-19	2009-01-12
	Rep	Dealing in securities	2008-08-19	2009-01-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-08-19	2009-01-12
	Rep	Advising on securities	2008-08-19	2009-01-12
	Rep	Dealing in securities	2008-08-19	2009-01-12
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-10-23	2008-06-18
	Rep	Advising on securities	2007-10-23	2008-06-18
	Rep	Dealing in securities	2007-10-23	2008-06-18
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-10-23	2008-06-18
	Rep	Advising on securities	2007-10-23	2008-06-18
	Rep	Dealing in securities	2007-10-23	2008-06-18