Personnel Hong Kong SFC License Details (ID 123318)

Personnel Hong Kong SFC License Details (ID 123318)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	Rep	Dealing in securities	2026-02-09	-
	Rep	Asset management	2020-04-22	-
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2019-05-31	2020-04-22
Point72 Hong Kong Limited	Rep	Asset management	2015-04-16	2019-05-09
Azentus Capital Management Limited	Rep	Asset management	2011-03-01	2015-03-31
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-08-25	2011-02-16
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-10-29	2011-02-16