Yang, Wayne Ky 楊文傑 SFC Licences and HKMA Registrations (ID 123324)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in securities	2025-10-28	-
	Rep	Advising on securities	2020-11-03	2025-05-30
	Rep	Dealing in securities	2020-11-03	2025-10-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-10-24	2009-03-26
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-10-24	2009-03-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.