Personnel Hong Kong SFC License Details (ID 123368)

Personnel Hong Kong SFC License Details (ID 123368)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2017-11-20	-
	Rep	Dealing in securities	2012-07-24	-
Rockhampton Management Limited	Rep	Advising on securities	2011-01-26	2012-04-18
	Rep	Asset management	2011-01-26	2012-04-18
ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2009-09-04	2011-01-26
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2009-04-17	2009-04-17
	Rep	Dealing in securities	2009-04-17	2009-04-17
Aberdeen International Investment Management Limited	Rep	Advising on securities	2007-10-26	2009-04-17
	Rep	Dealing in securities	2007-10-26	2009-04-17