| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-03-07 | - |
| Rep | Dealing in futures contracts | 2022-06-29 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2022-06-29 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-29 | - |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2020-11-06 | 2022-06-11 |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2020-11-06 | 2021-02-28 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2020-11-06 | 2022-06-11 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-08-31 | 2018-10-19 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-08-31 | 2018-10-19 |
| Nerico Brothers Limited (HK) | Rep | Leveraged foreign exchange trading | 2009-04-09 | 2010-12-10 |
| Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2007-11-28 | 2008-10-13 |