Personnel Hong Kong SFC License Details (ID 123467)

Personnel Hong Kong SFC License Details (ID 123467)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2020-11-30	2021-08-26
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-03-16	2017-12-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-12-12	2015-12-01
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in securities	2012-07-30	2013-05-22
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2012-07-30	2013-12-04
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2008-07-11	2010-01-01
	Rep	Dealing in securities	2008-03-19	2010-01-01
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2007-12-03	2008-02-29