McCormick, James Michael

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-24	2011-01-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-11-08	2008-09-29
	Rep	Dealing in securities	2007-11-08	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2011-01-24	2011-01-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2007-11-08	2008-09-29
	Rep	Dealing in securities	2007-11-08	2008-09-29