| StoneX Financial (HK) Limited | RO | Dealing in securities | 2023-03-24 | - |
| RO | Dealing in futures contracts | 2014-07-03 | - |
| Great Lakes Hong Kong Limited | RO | Dealing in futures contracts | 2011-09-26 | 2012-04-30 |
| Rep | Dealing in futures contracts | 2010-05-11 | 2011-09-26 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-10-13 | 2009-10-17 |
| Rep | Dealing in securities | 2008-10-13 | 2009-10-17 |
| Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-03-17 | 2009-10-17 |
| Newedge Broker Limited | Rep | Providing automated trading services | 2007-12-06 | 2009-07-31 |
| Rep | Dealing in futures contracts | 2007-12-06 | 2009-07-31 |
| Rep | Dealing in securities | 2007-12-06 | 2009-07-31 |