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To, Yuet Kam 杜月琴 Hong Kong SFC License Details (ID 123555)
To, Yuet Kam 杜月琴
SFC ID:
AQA083
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CAIIS Limited
Rep
Advising on securities
2007-11-19
2008-09-03
Rep
Dealing in securities
2007-11-19
2008-09-03