| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2008-11-12 | 2011-01-28 |
| Rep | Dealing in securities | 2008-11-12 | 2011-01-28 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-11 | 2008-10-13 |
| Rep | Dealing in securities | 2008-07-11 | 2008-10-13 | |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-11-20 | 2007-12-04 |
| HSBC BROKING FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-11-20 | 2007-12-04 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-11-20 | 2007-12-04 |