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Sutcliffe, Andrew David Hong Kong SFC License Details (ID 123597)
Sutcliffe, Andrew David
SFC ID:
AQA491
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Dealing in securities
2007-11-20
2009-04-30