Lam, Eric Christopher

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Volant Trading Hong Kong Limited	RO	Dealing in futures contracts	2011-12-09	2013-05-29
	RO	Dealing in securities	2011-12-09	2013-05-29
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-02-28	2008-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-02-28	2008-12-18
	Rep	Dealing in securities	2008-02-28	2008-12-18
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-02-28	2008-12-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-11-26	2008-02-24
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-11-26	2008-02-24
	Rep	Dealing in securities	2007-11-26	2008-02-24
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-11-26	2008-02-24

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Volant Trading Hong Kong Limited	RO	Dealing in futures contracts	2011-12-09	2013-05-29
	RO	Dealing in securities	2011-12-09	2013-05-29
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-02-28	2008-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-02-28	2008-12-18
	Rep	Dealing in securities	2008-02-28	2008-12-18
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-02-28	2008-12-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-11-26	2008-02-24
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-11-26	2008-02-24
	Rep	Dealing in securities	2007-11-26	2008-02-24
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-11-26	2008-02-24