Personnel Hong Kong SFC License Details (ID 123652)

Personnel Hong Kong SFC License Details (ID 123652)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PAMG LIMITED (HK)	Rep	Asset management	2025-07-11	-
PRIORITY ASSET MANAGEMENT GROUP LIMITED	Rep	Asset management	2024-04-02	2025-06-18
	RO	Asset management	2023-09-14	2024-04-02
	Rep	Asset management	2021-10-19	2023-09-14
TOPAZ CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2018-08-27	2021-09-30
Topaz Financial Group Limited	Rep	Dealing in securities	2016-07-22	2021-09-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2016-03-18	2016-04-19
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-11-26	2008-01-08