| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-05-06 | 2008-10-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-06 | 2008-10-01 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2008-01-18 | 2008-04-21 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-01-18 | 2008-04-21 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-12-03 | 2008-01-15 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-12-03 | 2008-01-15 |