Personnel Hong Kong SFC License Details (ID 123721)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Bridge HK Limited	RO	Dealing in futures contracts	2024-03-13	2026-08-13
	RO	Asset management	2023-12-08	2026-08-13
	Rep	Asset management	2021-10-26	2023-12-08
	RO	Advising on securities	2021-10-26	2026-08-13
	RO	Dealing in securities	2021-10-26	2026-08-13
	Rep	Advising on securities	2021-08-04	2021-10-26
	Rep	Dealing in securities	2021-08-04	2021-10-26
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2020-05-27	2021-07-06
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2020-05-27	2021-07-06
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2020-04-22	2021-07-06
Stellar Securities Limited	RO	Dealing in securities	2020-04-02	2020-04-16
	Rep	Dealing in securities	2020-02-13	2020-04-02
Futu Securities International (HONG KONG) Limited	Rep	Asset management	2017-12-12	2019-12-07
	RO	Dealing in securities	2017-08-14	2019-12-07
	Rep	Dealing in securities	2016-05-10	2017-08-14
	Rep	Dealing in futures contracts	2016-05-10	2019-12-07
	Rep	Dealing in securities	2012-11-02	2014-09-01
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2009-01-20	2010-02-05
TSE'S SECURITIES LIMITED	Rep	Advising on securities	2008-07-24	2009-01-03
	Rep	Dealing in securities	2008-07-24	2009-01-03
CHEONG LEE SECURITIES LIMITED	Rep	Advising on securities	2007-12-19	2008-07-15
	Rep	Dealing in securities	2007-12-19	2008-07-15