Personnel Hong Kong SFC License Details (ID 123791)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
UNITED ZONE INVESTMENT LIMITED	RO	Advising on securities	2018-12-04	2021-11-03
	RO	Asset management	2018-12-04	2021-11-03
	RO	Dealing in futures contracts	2018-12-04	2021-11-03
	RO	Dealing in securities	2018-12-04	2021-11-03
	Rep	Asset management	2018-10-25	2018-12-04
	Rep	Dealing in futures contracts	2018-10-25	2018-12-04
	Rep	Dealing in securities	2018-10-25	2018-12-04
Hao Tian International Futures Limited	RO	Dealing in futures contracts	2018-01-05	2018-07-11
Hao Tian International Securities Limited	Rep	Dealing in securities	2017-09-14	2018-07-11
Hao Tian Asset Management Limited	Rep	Asset management	2017-04-13	2018-07-11
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-03-20	2018-01-05
KGI ASIA LIMITED	Rep	Dealing in securities	2016-08-31	2017-03-03
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-08-31	2017-03-03
Changjiang Futures (HK) Limited	Rep	Advising on futures contracts	2015-10-29	2016-07-30
	Rep	Dealing in futures contracts	2015-10-29	2016-07-30
Guosen Securities (HK) Brokerage Company, Limited	Rep	Dealing in futures contracts	2011-04-29	2011-07-08
	Rep	Dealing in securities	2011-03-16	2011-07-08
JINRUI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-07-16	2011-02-11
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-03-20	2008-07-05
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-14	2008-07-05
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2007-12-13	2008-01-14