Personnel Hong Kong SFC License Details (ID 123799)

Personnel Hong Kong SFC License Details (ID 123799)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-06-24	2017-08-22
	Rep	Dealing in securities	2015-06-24	2017-08-22
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2012-11-16	2014-03-25
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2011-11-08	2012-11-06
	Rep	Leveraged foreign exchange trading	2011-11-08	2012-11-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-11-08	2012-11-06
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2008-01-17	2011-06-13
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-12-14	2011-06-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2007-12-14	2011-06-13