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Yau, Carol Kam Sau 邱錦秀 Hong Kong SFC License Details (ID 123820)
Yau, Carol Kam Sau 邱錦秀
SFC ID:
AQD698
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SARASIN RABO INVESTMENT MANAGEMENT LIMITED
Rep
Advising on securities
2007-12-13
2011-01-31
Rep
Dealing in securities
2007-12-13
2011-01-31