Personnel SFC Licences and HKMA Registrations (ID 123838)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2017-01-25	-
	Rep	Dealing in securities	2017-01-25	-
	Rep	Dealing in futures contracts	2017-01-25	2022-10-03
	Rep	Asset management	2013-03-15	2016-08-21
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2007-12-20	2011-06-01
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2007-12-20	2011-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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