Personnel SFC Licences and HKMA Registrations (ID 123843)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2011-09-19	-
	Rep	Asset management	2011-09-19	-
	Rep	Dealing in securities	2011-09-19	-
AllianceBernstein Hong Kong Limited	Rep	Advising on securities	2008-10-15	2011-09-08
	Rep	Dealing in securities	2008-09-19	2011-09-08
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-12-18	2008-05-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.