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Li, Yu (SFC:AQE197) 厲瑜 Hong Kong SFC License Details (ID 123868)
Li, Yu (SFC:AQE197) 厲瑜
SFC ID:
AQE197
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Advising on corporate finance
2007-12-24
2008-04-22
Rep
Advising on securities
2007-12-24
2008-04-22
Rep
Dealing in securities
2007-12-24
2008-04-22