Personnel SFC Licences and HKMA Registrations (ID 123873)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2025-05-12	-
	Rep	Advising on securities	2025-05-12	-
	Rep	Dealing in securities	2025-05-12	-
	Rep	Advising on corporate finance	2007-12-24	2008-06-28
	Rep	Advising on securities	2007-12-24	2008-06-28
	Rep	Dealing in securities	2007-12-24	2008-06-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.