| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-09-29 | 2016-03-23 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-09-29 | 2016-03-23 |
| RC Futures Advisory Limited | RO | Advising on futures contracts | 2011-03-15 | 2015-05-15 |
| Rep | Advising on futures contracts | 2010-07-02 | 2011-03-15 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-18 | 2010-06-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-18 | 2010-06-19 |