| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-04-26 | 2010-07-10 |
| Rep | Dealing in securities | 2010-04-26 | 2010-07-10 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-10-08 | 2009-11-20 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-10-08 | 2009-11-20 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2008-01-24 | 2008-07-24 |