| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2010-03-11 | 2010-07-19 |
| Rep | Dealing in securities | 2010-03-11 | 2010-07-19 | |
| Emperor Wealth Management Limited | Rep | Advising on securities | 2010-03-11 | 2010-07-19 |
| Rep | Dealing in securities | 2010-03-11 | 2010-07-19 | |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Advising on securities | 2009-09-29 | 2010-02-12 |
| Rep | Dealing in securities | 2009-09-29 | 2010-02-12 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-08-26 | 2009-09-15 |
| Rep | Dealing in securities | 2009-08-26 | 2009-09-15 | |
| IPP Financial Advisers Limited | Rep | Dealing in securities | 2008-05-21 | 2009-01-03 |
| Rep | Advising on securities | 2008-05-13 | 2009-01-03 | |
| AXA Financial Planning (Hong Kong) Limited | Rep | Advising on securities | 2008-01-10 | 2008-05-01 |