Personnel Hong Kong SFC License Details (ID 123978)

Personnel Hong Kong SFC License Details (ID 123978)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2017-11-28	2018-05-14
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-11-28	2018-05-14
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2013-07-03	2016-12-03
	Rep	Advising on securities	2013-07-03	2016-12-03
	Rep	Dealing in securities	2013-07-03	2016-12-03
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2013-03-28	2013-04-23
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2012-10-09	2013-04-23
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-12-27	2010-05-12
	Rep	Advising on securities	2007-12-27	2010-05-12
	Rep	Dealing in securities	2007-12-27	2010-05-12