Personnel SFC Licences and HKMA Registrations (ID 123979)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CASH Wealth Management Limited	Rep	Asset management	2024-02-29	-
VL ASSET MANAGEMENT LIMITED	RO	Asset management	2021-11-29	2023-12-25
	Rep	Asset management	2021-09-14	2021-11-29
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2016-01-22	2021-06-30
	Rep	Asset management	2016-01-22	2021-06-30
	Rep	Dealing in securities	2016-01-22	2021-06-30
HOORAY ASSET MANAGEMENT LIMITED	Rep	Asset management	2014-05-16	2015-09-01
CHINA TONGHAI (IA) LIMITED	Rep	Advising on securities	2012-12-13	2013-02-09
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2012-10-08	2012-11-09
	Rep	Asset management	2012-10-08	2012-11-09
	Rep	Advising on securities	2008-01-07	2010-12-23
	Rep	Asset management	2008-01-07	2010-12-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.