Personnel Hong Kong SFC License Details (ID 123987)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2013-06-11	2014-12-31
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2013-06-11	2014-12-31
KGI ASIA LIMITED	Rep	Dealing in securities	2008-01-02	2010-04-13
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-02	2010-04-13