Personnel Hong Kong SFC License Details (ID 123998)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Investment Management Limited	Rep	Advising on securities	2017-01-23	-
	Rep	Asset management	2017-01-23	-
YU MING INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2008-01-28	2008-05-01
	Rep	Advising on securities	2008-01-28	2008-05-01
	Rep	Asset management	2008-01-28	2008-05-01
	Rep	Dealing in securities	2008-01-28	2008-05-01