Personnel Hong Kong SFC License Details (ID 124009)

Personnel Hong Kong SFC License Details (ID 124009)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong BGE Limited	RO	Providing automated trading services	2025-06-17	-
	RO	Dealing in securities	2025-06-17	-
Futu Securities International (HONG KONG) Limited	RO	Advising on securities	2020-05-18	2021-08-09
	RO	Providing automated trading services	2020-02-21	2021-08-09
	Rep	Advising on securities	2017-06-08	2020-05-18
	RO	Dealing in securities	2016-12-07	2021-08-09
	Rep	Asset management	2016-04-26	2021-08-09
	Rep	Dealing in futures contracts	2016-04-26	2021-08-09
	Rep	Dealing in securities	2013-02-20	2016-12-07
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2011-12-13	2013-02-14
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-02-28	2010-03-17