Personnel Hong Kong SFC License Details (ID 124018)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-09-24	2021-04-12
	Rep	Advising on corporate finance	2016-12-19	2017-03-10
	Rep	Advising on corporate finance	2012-06-07	2016-12-18
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2008-05-22	2011-05-18
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2008-01-09	2008-05-22