Personnel Hong Kong SFC License Details (ID 124167)

Personnel Hong Kong SFC License Details (ID 124167)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SG SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2020-05-11	2023-07-31
	RO	Dealing in securities	2020-05-11	2023-07-31
	Rep	Dealing in futures contracts	2015-08-17	2020-05-11
	Rep	Dealing in securities	2015-08-17	2020-05-11
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-01-02	2015-08-01
	Rep	Dealing in securities	2015-01-02	2015-08-01
LOUIS CAPITAL MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-04-20	2014-11-30
	Rep	Dealing in securities	2012-04-20	2014-11-30
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on futures contracts	2010-04-20	2011-07-30
	Rep	Dealing in futures contracts	2010-04-20	2011-07-30
	Rep	Dealing in securities	2010-04-20	2011-07-30
	Rep	Dealing in securities	2010-03-05	2010-03-26
	Rep	Dealing in securities	2010-01-29	2010-02-06
	Rep	Dealing in securities	2009-11-25	2010-01-27
	Rep	Dealing in securities	2009-08-28	2009-09-04
	Rep	Dealing in securities	2009-06-29	2009-07-03
	Rep	Dealing in securities	2009-05-08	2009-05-17
	Rep	Dealing in securities	2008-01-24	2008-02-24