Personnel Hong Kong SFC License Details (ID 124180)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2009-11-03	2010-10-25
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-03	2010-10-25
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-03-18	2009-10-20
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-22	2009-10-20