Personnel Hong Kong SFC License Details (ID 124198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2016-08-15	-
	Rep	Asset management	2016-08-15	-
	Rep	Dealing in securities	2016-08-15	-
PineBridge Investments Hong Kong Limited	Rep	Asset management	2016-08-15	-
	Rep	Dealing in securities	2016-08-15	-
Seres Asset Management Limited	Rep	Asset management	2011-03-11	2014-07-11
WMG Asia Limited	Rep	Advising on securities	2008-01-25	2010-07-01
	Rep	Asset management	2008-01-25	2010-07-01