| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PineBridge Investments Asia Limited | RO | Advising on securities | 2026-11-06 | - |
| RO | Asset management | 2026-11-06 | - | |
| RO | Dealing in securities | 2026-11-06 | - | |
| PineBridge Investments Hong Kong Limited | RO | Asset management | 2026-11-06 | - |
| RO | Dealing in securities | 2026-11-06 | - | |
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2016-08-15 | 2026-11-06 |
| Rep | Asset management | 2016-08-15 | 2026-11-06 | |
| Rep | Dealing in securities | 2016-08-15 | 2026-11-06 | |
| PineBridge Investments Hong Kong Limited | Rep | Asset management | 2016-08-15 | 2026-11-06 |
| Rep | Dealing in securities | 2016-08-15 | 2026-11-06 | |
| Seres Asset Management Limited | Rep | Asset management | 2011-03-11 | 2014-07-11 |
| WMG Asia Limited | Rep | Advising on securities | 2008-01-25 | 2010-07-01 |
| Rep | Asset management | 2008-01-25 | 2010-07-01 |
No HKMA registrations in the collected records.