| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ANZ Securities (HK) Limited | RO | Dealing in securities | 2012-11-19 | 2013-06-14 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-01-22 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-01-22 | 2008-10-21 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-01-22 | 2008-10-21 |