Webb-site Legacy

Stephens, Anthony Jeetendra

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2023-08-23	2024-07-24
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2023-08-23	2024-07-24
	RO	Dealing in securities	2023-08-23	2024-07-24
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2021-06-30	2023-08-23
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2021-06-30	2023-08-23
	Rep	Dealing in securities	2021-06-30	2023-08-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2018-02-08	2021-03-12
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-01-29	2021-03-12
	Rep	Dealing in securities	2018-01-29	2021-03-12
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-01-29	2021-03-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2016-10-11	2017-10-17
	Rep	Dealing in securities	2016-10-11	2017-10-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-07-31	2017-10-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in securities	2014-07-31	2016-10-10
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-07-31	2016-10-10
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-05-21	2014-05-15
	Rep	Dealing in securities	2012-05-21	2014-05-15
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2012-05-21	2014-05-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-01-22	2010-03-19
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-01-22	2010-03-19
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-22	2010-03-19