Personnel Hong Kong SFC License Details (ID 124233)

Personnel Hong Kong SFC License Details (ID 124233)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG YAT SECURITIES LIMITED	Rep	Dealing in securities	2026-06-01	-
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-08-25	2026-05-13
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-01-19	2017-08-18
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2017-01-19	2017-08-18
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-06-01	2016-07-20
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-06-01	2016-07-20
KGI ASIA LIMITED	Rep	Dealing in securities	2013-11-04	2016-05-12
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-11-04	2016-05-12
XinKong International Securities Limited	Rep	Dealing in futures contracts	2013-01-23	2013-10-18
	Rep	Dealing in securities	2013-01-23	2013-10-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-09-27	2013-01-19
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-09-27	2013-01-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-09-27	2013-01-19
KARL-THOMSON SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-06-23	2011-09-05
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-01-24	2008-09-26