| CX Investment Management Limited | RO | Advising on securities | 2020-10-21 | - |
| RO | Asset management | 2020-10-21 | - |
| uSmart Securities Limited | Rep | Asset management | 2019-09-23 | 2020-07-13 |
| Rep | Advising on securities | 2019-08-06 | 2020-07-13 |
| Rep | Dealing in securities | 2019-08-06 | 2020-07-13 |
| BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2016-11-11 | 2019-05-16 |
| Rep | Dealing in securities | 2016-11-11 | 2019-05-16 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2013-11-20 | 2015-06-19 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-11-20 | 2015-06-19 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2013-11-20 | 2015-06-19 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2009-04-30 | 2010-10-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2009-02-06 | 2010-08-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2009-02-06 | 2010-10-01 |
| Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2008-03-10 | 2008-10-13 |
| Success Securities Limited | Rep | Dealing in securities | 2008-03-10 | 2008-10-13 |