Personnel Hong Kong SFC License Details (ID 124238)

Personnel Hong Kong SFC License Details (ID 124238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Asset Management Limited	Rep	Advising on securities	2011-03-14	2011-08-14
	Rep	Asset management	2011-03-14	2011-08-14
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2008-03-10	2011-02-10
	Rep	Advising on securities	2008-03-10	2011-02-10
	Rep	Asset management	2008-03-10	2011-02-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-03-10	2011-02-10
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-03-10	2011-02-10