| ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2019-09-06 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-09-06 | - |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-30 | 2019-09-06 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-06-30 | 2019-09-06 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in securities | 2010-12-23 | 2011-06-01 |
| Rep | Dealing in futures contracts | 2010-11-24 | 2011-06-01 |
| SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2009-09-15 | 2010-11-20 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-09-11 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-01-28 | 2009-09-11 |